English (United States) Offering Of Investment Units × Home > Laws/Regulations > Regulations
English (United States) Offering Of Investment Units × Home > Laws/Regulations > Regulations
responsibility in the investment-related field of the mutual fund management company. 2.2 The mutual fund management company shall organize knowledge enhancement or training sessions for their fund managers and
responsibility in the investment-related field of the mutual fund management company. 2.2 The mutual fund management company shall organize knowledge enhancement or training sessions for their fund managers and
in the category of investment advisory service; (3) be able to show that its human resource will be prompt and adequate with a view to responsibility for investment advisory service. Where the
determine the term of debt securities to be in line with their term of financial needs. On the investors' side, debt securities provide an investment alternative during the period of fluctuations in the
same legal entity or investment management project, in the same type, issue, features and comparable quantity to lender. Clause 3 This Notification shall come into force on the date following its
from a person who is required by law to specifically take responsibility. - The debenture holder representative or the mutual fund supervisor fails to act in compliance with his or her power and duties
offer to sell warrant – PP which the board of directors is aware of the names of investors and the shareholders resolved to indicate the sale price for underlying shares for warrant – PP, investment
regarding the Claim of Rights under the Securities and Exchange Act The injured person claims compensation from a person who is required by law to specifically take responsibility. - The debenture holder