Bangkok, April 20, 2016 ? The SEC is seeking public comments on draft amendments to the rules concerning the categorization of salespersons and sales process of capital market products to promote
investment decision making. The program approval suits the issuer making several offers for sale of debt securities in the proximate period and allows the issuer to make such offer when having financial need
Bangkok, December 8, 2014 - The SEC suspended {A}, a capital market investment consultant and investment planner for six months. She was an Assistant Managing Director of {X1} Co., Ltd., while the
Bangkok, 14 August 2018 ? The SEC has announced selection process for next Secretary-General. Candidates must have qualifications and shall not possess any prohibited characteristics. The SEC Board's
Bangkok, December 15, 2014 ? The SEC has announced selection process for new Secretary-General. Candidates must have qualifications and shall not possess any prohibited characteristics. The SEC Board
To break or not to break: Evidence from price discovery process of Thai stocks during the pre-opening of each trading session To break or not to break Evidence from price discovery process of Thai
The amended rules on approval of ICO portals give the applicants more flexibility and reduce risk on developing/investing in high-cost work systems while the approval process is underway
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or
specified conditions, such as qualifications and disqualifications, more flexible approval process, including rules on performance of services similarly to the current rules on oversight of investment
regulations to improve fund management efficiency and offer a wider range of investment choices to members. The revision also includes provisions for a central registrar to facilitate employers and employees