increase engagement and representation of a broader range of market participants such as investment management companies, listed firms, institutions or associations whose main focuses are investor education
. For paper comments, please send them to: The Investment Management Policy Department, the Securities and Exchange Commission, Thailand, 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok 10900
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
/Pages/News_Detail.aspx?SECID=8655 SEC public hearing on draft regulations on capital requirements of investment management companies that manage property funds, infrastructure funds, REIT managers and
recommendations via the website. For electronic comments, please send an email to rattaya@sec.or.th or sumitra@sec.or.th . For paper comments, please send them to: The Investment Management Policy Department, the
Expansion of Investor Base and Distribution Channels Coupled with Promotion of Investment Culture ■ Additional Mutual Fund Management Licenses to Promote Professional Management in the Thai Capital Market
-up capital of 500 million baht for undertaking the following businesses ? brokerage, dealing and underwriting of securities, investment advisory, mutual fund/private fund management, securities
/MRAPView.aspx?FTYPE=M&PID=0911&PYR=2553 Mutual Fund Prospectus - ASP-P6M3 : Asset Plus Premium Fund 6M3 ASSET PLUS FUND MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 20
Corporate Finance 33 Broker-Dealer 36 Asset Management 43 Investment Adviser 48 Enforcement 53 Market 57 International Cooperation 60 Corporate Affairs Appendices 63 Capital Market Performance 2002-2004 69
Management 43 Investment Adviser 48 Enforcement 53 Market 57 International Cooperation 60 Corporate Affairs Appendices 63 Capital Market Performance 2002-2004 69 https://www.sec.or.th/EN/Documents/AnnualReport