Facebook Page ชื่อ Financial Investment Community : Unlicensed securities and derivatives business (Disclosure Date : 21/05/2024)
) for consideration of further action in cases of Forex investment solicitation or reporting tips on alleged financial scams involving commercial banks; (6) Forwarding to the Ministry of
from investment scams via various new forms and channels. In this regard, the SEC has observed a persistent trend of investment scams related to the capital market, with scammers often using online
issuing shares for sale to the public and listed companies from operating business with the characteristics of investment company, except companies operating a financial institution business;** (2
Derivatives Dealer Licensed Derivatives Dealer Securities Investment Advisor Securities Company and Other Financial Institutions Staff or Agent (individual) Acting as Investor Contact of the Company
financial institution business;** (2) Define a company possessing the characteristics of investment company as a company that makes passive investment in securities, derivatives or digital assets, at a
lending service - Sales and redemption representative of investment units LH Financial Group Public Company Limited Management Discussion and Analysis for the Third Quarter ended 30 September 2018 Page 17
Achievements Corporate Social Responsibilities SEC Strategic Plan for 2015 Appendix Statistical Highlights Report of the SEC Board on Internal Control over Financial Reporting Audit Committee Report 2014 Report