SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
50% of paid- up capital Nature of business : - Investment in 19 Holding companies - Investment in 14 property business https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201712/17102906.pdf
50% of paid- up capital Nature of business : - Investment in 19 Holding companies - Investment in 14 property business https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201712/17102906.pdf
Peng Kiat, Dato owned 16 shares or equals to 50% of paid- up capital Nature of business : - Investment in 19 Holding companies - Investment in 14 property business https://market.sec.or.th/public/idisc
licenses for operating business of broker, dealer, and underwriter for mutual fund investment units (limited BDU licenses) to financial institutions in order to expand distribution channels of investment
Corporate Finance 33 Broker-Dealer 36 Asset Management 43 Investment Adviser 48 Enforcement 53 Market 57 International Cooperation 60 Corporate Affairs Appendices 63 Capital Market Performance 2002-2004 69
financial instruments, risk management tools to support capital market development for business sectors, and greater investment alternatives for the public. These efforts have been driven concurrently with
attract investment. These companies are increasingly aware that a commitment to good corporate governance (including well-defined shareholder rights, high levels of transparency and disclosure, robust
including appropriate advice and disclosure of conflict of interests. Those securities companies who already possess investment advisory licenses and wish to operate the business must comply with such
market confidence and business integrity, which in turn is essential for companies that need access to equity capital for long term investment. Access to equity capital is particularly important for future