Section 115 Securities and Exchange Act B.E. 2535 Section 115. In operating the business of investment advisory service, a securities company shall comply with the rules, conditions and procedures as
1Q19, the Investment Banking business generated total revenue of Baht 191 million. Fees from Asset 3 Management business also totaled Baht 191 million. Meanwhile, the Investment business recorded revenue
brokers. The Investment Banking business generated total revenue of Baht 822 million while fee from Asset Management business totaled Baht 801 million. Meanwhile, the Investment business recorded revenue
trading) of Phatra Securities Plc. (PSEC) was 4.55%, decreased from 4.69% in 2017, ranking 7th from total 38 brokers. The Investment Banking business generated total revenue of Baht 822 million while fee
2018. Meanwhile, fee generated from investment banking business for 2019 totaled Baht 552 million, decreased when comparing to 2018. Bancassurance fee amounted to Baht 938 million, also declining 6.2
4.55% in 2018, ranking 1 st from total 38 brokers. During 1Q19, the Investment Banking business generated total revenue of Baht 191 million. Fees from Asset 3 Management business also totaled Baht 191
. Private investment continued to contract in all investment categories from the slowdown in domestic and external demands and also from the lower business sentiment impacted by the outbreak. Meanwhile
Asset Management business totaled Baht 178 million declining slightly by 6.8% from 1Q19. Meanwhile, fee generated from investment banking business for 1Q20 totaled Baht 167 million. 2 Total operating
strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 34/2556 Re. Arrangement in Operating System of Securities or Derivatives Investment for Business