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Companies Report Forms Outsourcing Activities Appointment of an Investment Advisor (IA) according to Section 100 Securities Business Derivatives Business 1. Securities brokerage 1
> Registered Persons > Fund Manager > Related Rules and Regulations Regulations SHARE : Detail Content Fund Manager /Investment Analyst Related Rules and Regulations The Notification of the Capitalt
) (1) A mutual fund having the investment policy in money market funds which specify constant offering and repurchase prices all the time, or MMF constant NAV, shall not file for automatic approval of
Content Resource Center for Sustainability-themed Bonds Resource Center for Responsible Investment Resource Center Resource Center for Sustainability-themed Bonds Resource Center for Responsible
> Fund Manager Regulations SHARE : Detail Content Fund Manager/Investment Analyst The approval process for fund managers and investment analysts are prescribed in the Capital Market Supervisory
Regulations SHARE : Detail Content Personnels Investment Consultant Fund Manager /Investment Analyst Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Business