Corporate Finance 33 Broker-Dealer 36 Asset Management 43 Investment Adviser 48 Enforcement 53 Market 57 International Cooperation 60 Corporate Affairs Appendices 63 Capital Market Performance 2002-2004 69
market confidence and business integrity, which in turn is essential for companies that need access to equity capital for long term investment. Access to equity capital is particularly important for future
increase engagement and representation of a broader range of market participants such as investment management companies, listed firms, institutions or associations whose main focuses are investor education
digital asset fund managers and digital asset investment consultants to apply for respective licenses within deadline on 24 February 2021 The SEC has informed digital asset investment consultants and
managers” as new digital asset businesses during 8 July 2019 – 20 August 2019 https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8256 SEC reminds digital asset fund managers and digital asset investment
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8256 SEC reminds digital asset fund managers and digital asset investment consultants to apply for respective licenses within deadline on 24 February 2021 The SEC has
/News_Detail.aspx?SECID=8256 SEC reminds digital asset fund managers and digital asset investment consultants to apply for respective licenses within deadline on 24 February 2021 The SEC has informed digital asset
/PB_Detail.aspx?SECID=579 SEC adds “ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to