Microsoft Word - hearing _selling agent & LBDU_ 04122552.doc เอกสารรับฟงความคิดเห็น เร่ือง การแกไขหลักเกณฑการตั้งตวัแทน ขายหรือรับซื้อคืนหนวยลงทุน (selling agent) สํานักงานคณะกรรมการกํากับหลัก
Microsoft PowerPoint - BTSG Green Bond at Towards the Sustaibable Finance and Investment in Thailand downloaded version BTS Group Holdings PCL Towards the Sustainable Finance & Investment in Thailand
contact that is authorized to analyze securities investments, and Category B investor contact referring to investor contact that is unauthorized to analyze securities investments; “investment advisory agent
average daily trading volume. 1.2 Fees and Service income The Company’s fees and service income in 1Q2018 were Baht 179 million, an increase of 7% from 1Q2017, mainly from an increase in sales agent of
Notification: (1) “representative” means a person appointed by a management company as an agent for selling investment units or receiving requisition of investment unit redemption, and in case the management
Notification: (1) “representative” means a person appointed by a management company as an agent for selling investment units or receiving requisition of investment unit redemption, and in case the management
) “representative” means a person appointed by a management company as an agent for selling investment units or receiving requisition of investment unit redemption, and in case the management company is a private
), and an increase in the Company’s sales agent fees of investment units. 1.3 Interest on margin loans The Company’s interest income on margin loans in 9M2018 was Baht 132 million, an increase of 36% from
1 appoints another licensee to be a selling agent of investment units, the sale value of the licensee shall be deducted by the sale value of the sellling agent. Clause 9 A securities dealing licensee
1 appoints another licensee to be a selling agent of investment units, the sale value of the licensee shall be deducted by the sale value of the sellling agent. Clause 9 A securities dealing licensee