Thai investment การใช้คุกกี้ ก.ล.ต. ใช้คุกกี้จำเป็นเพื่อการทำงานของเว็บไซต์ และอาจใช้คุกกี้ชนิดจดจำข้อมูลซึ่งคุณสามารถเลือกเปิด
English (United States) Offering Of Investment Units × Home > Laws/Regulations > Regulations
English (United States) Offering Of Investment Units × Home > Laws/Regulations > Regulations
of Investment Fruad SHARE : Detail Content When solicited to invest in digital assets, please check the list of the SEC licensed business operations/investment advisors at: SEC Check First (Thai
Securities Dealer о Derivatives Dealer • Advisor о Securities Investment Advisors о Derivatives Advisors • Securities Underwriter • Limited BDU • Bond Dealer
for the executives of the financial advisory unit; (2) Having passed the tests/training courses conducted by the Investment Banking club Independence of Financial Advisors FAs require
for the executives of the financial advisory unit; (2) Having passed the tests/training courses conducted by the Investment Banking club Independence of Financial Advisors FAs require
Investment Consultants Fund Supervisors Custodian Auditors Private Funds Private Fund Management Companies Fund Managers Custodians Auditors I nvestment Analysts / Investment Consultants Marketing
Approval (SEC Check First - Thai version) Services and Information Update ( Please login to ORAP system) Regulatory Summary List of Analysts/Investment Consultants Fund manager / Inve
/derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved entities, e.g., investment consultants 1 and listed companies 2 ______________________________ 1 In case