changing international accounting principles. In developing market infrastructure to enhance local players' competitiveness on the global arena, the SEC encouraged securities companies to initiate novel
funding source as well as an attractive investment for both local and foreign investors, but also all problems in the capital market will be solved and all inappropriate conducts will be stamped out. Last
economic development while improving the quality of life of the workforce and their families as well as of the local community and society at large. (WBCSD Stakeholder Dialogue on CSR, The Netherlands, Sept
Corporate Finance 33 Broker-Dealer 36 Asset Management 43 Investment Adviser 48 Enforcement 53 Market 57 International Cooperation 60 Corporate Affairs Appendices 63 Capital Market Performance 2002-2004 69
the Thai Capital Market as an Important Alternative for Fund Mobilization and Investment Achieving Efficiency and Competitiveness for the Thai Capital Market ■ Establishment of Derivatives Market as an
market confidence and business integrity, which in turn is essential for companies that need access to equity capital for long term investment. Access to equity capital is particularly important for future
economies have adopted dif- ferent legal traditions with local variations. These are summarised in Annex A. Ownership structures too, vary while the experience, behaviour, and approaches to corporate
corporate governance frameworks reduce investor confidence, and can discourage outside investment. Also, as pension funds continue to invest more in equity markets, good corporate governance is crucial for
and loss statement, and auditor’s report in at least one local daily newspaper or on its website, and provide the SEC Office with evidence of such publication. The actions in Paragraph 1 shall be taken
Narcotics Control Board (ONCB), etc.; Audit firms; Regulatory agencies relevant to local and foreign capital markets; Foreign regulatory agencies. In disclosing your personal data to other persons, the SEC