Miss Penkae Katekaew Miss Penkae Katekaew, then holding position as Bliss-Tel Public Company Limited (“BLISS”) investment board members having power to make securities investment decision and

Miss Tan Lethi Miss Tan Lethi, then holding position as Bliss-Tel Public Company Limited (“BLISS”) investment board members having power to make securities investment decision and approval on behalf

Mr. Chakkit Thanavirun On July 23, 2013, Mr. Chakkit Thanavirun, an executive vice president (administration and finance) responsible for the operation of Bliss-Tel Public Company Limited (BLISS

Mr. Chakkit Thanavirun On November 12, 2013, Mr. Chakkit Thanavirun, a managing director, an executive chairman and a vice president responsible for the operation of Bliss-Tel Public Company Limited

Mr. Chakkit Thanavirun On February 28, 2014, Mr. Chakkit Thanavirun, a managing director, an executive chairman and a vice president responsible for the operation of Bliss-Tel Public Company Limited

Antella Investment Inc. Between 1997 and 2000, Antella Investment Inc. operated securities brokerage businesses, soliciting foreign clients to invest in securities, in Thailand under the name of

Mr. Richard Dunston Malpass Mr. Richard Dunston Malpass (“Mr. Malpass”), resided in Thailand, solicited foreign investors to make investment in mutual fund based on his advice for the sake of tax

An unspecified person Destruction of the seals the competent officers made on the seized assets in connection with "Antella Investment". SEC Act S.304 Criminal Complaint Filed with an

Mr. James  Gray Removal of the assets seized by the competent officers through execution of their duties in connection with "Antella Investment Inc.". SEC Act S.305 Criminal Complaint

Mr. James Gray Mr. James Gray, the management responsible for Antella Investment Inc., operated securities brokerage businesses without proper licenses granted. SEC Act S.301 Criminal Complaint