ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart. Our Roles How We Regulate
matters. As the Thai capital market is dominated by retail investors, the SEC has found the participation in the committee invaluable. It opens further opportunities for the SEC to contribute to the
financial instruments and put in place effective regulations to ensure fairness and prevent exploitation of stakeholders. As the market became more developed, new products were introduced and three laws were
nd place while Malaysia is in the lead. The higher ranking based on the Protecting Minority Investors Index was due to the initiative on communication strategy. By using a conference call with the
nd place while Malaysia is in the lead. The higher ranking based on the Protecting Minority Investors Index was due to the initiative on communication strategy. By using a conference call with the
before it takes place? Ans. Yes - พ.ร.บ. บริษัทมหาชนฯ มาตรา 33 มาตรา 80 และ มาตรา 102 - พ.ร.บ. หลักทรัพยฯ์ มาตรา 89/12 และมาตรา 89/13 - ประกาศคณะกรรมการกำกับตลาดทุน ที่ ทจ. 21/2551 - ข้อบังคับ