and concrete direction for moving the whole ecosystem involving issuers, investors, disclosure of information, development of indices, capacity building, and inter-agency coordination. The forum
benefit.Following a report of Bualuang Securities Plc., on {A} case the SEC probed into the case and found that he used computer with Bualuang Securities' IP Address to submit the trading orders via client's internet
the period of three months, approximately. There was, however, no record of the client?s registration for the internet trading at the branch during such period. Atthapol admitted to Krungsri Securities
risk management capacity and lower potential disruption to the overall market in compliance with international standards. Essentially, the amendment would require that the senior management of securities
sustainability-themed financial instruments and innovations, and a capacity building program on implementing the Taxonomy, etc. The meeting was convened at the SEC Building on 25 January 2024.
the framework of information exchange and capacity building for FinTech development and sustainable finance may also be raised for discussion during the summit.Furthermore, SEC Secretary-General and
derivatives trading orders on behalf of a client. She admitted making trading decisions and sometimes submitting internet trading orders on behalf of the client. Moreover, {B} and Kantanapat, the securities
) using her personal mobile phone, together with the username and the password she had created, to execute trading transactions via the Internet, and (2) making trading orders via MBKET’s trading
carbon economy. The SEC plans to organize webinars and capacity building sessions for asset managers throughout 2023. For starters, an introductory meeting with asset managers will be held on 25th January
ตัดสินใจเลือกใช้บริการ และเพื่อให้ ก.ล.ต. สามารถติดตามตรวจสอบคุณภาพและประสิทธิภาพการให้บริการแก่ผู้ซื้อขาย และ IT usage capacity ของผู้ประกอบธุรกิจได้ก.ล.ต. จึงมีแนวคิดให้ผู้ประกอบธุรกิจจัดส่งรายงานข้อมูล