, brings about different outcomes, and can be applied on different levels. The supervisory mechanism covers three areas, i.e., self-discipline, market discipline and regulatory discipline. To create
institutional investors to create investor confidence and sustainable returns; 4.3 Empowering investors to make informed investment decisions; 4.4 Driving competitiveness and inclusiveness through the use of
independent director, in the case of a central securities depository; (2) adopt an effective internal control system and an efficient, independent audit system. In addition, a securities clearing house shall
Statistical Highlights Audit Committee Statement Report on Internal Control over Financial Statements Financial Statements Appellate Committee Arbitrators Sub-committees 2 3 4 6 8 11 21 27 30 34 41 50 58 70 76
2015 3 Note by the OECD Secretary-General G20 Finance Ministers and Central Bank Governors Meeting 4-5 September 2015, Ankara Good corporate governance is not an end in itself. It is a means to create
Assistant Secretary-General ■ 1. Mr. Paithoon Tejasmit Director Office of Internal Audit 1 2 3 4 5 1 Office of Internal Audit • responsible for auditing activities and operations of the Office of the SEC to
collective activities Total number of staff: 418 A n n u a l R e p o r t 2 0 0 6 5 Audit Committee Secretary-General Thirachai Phuvanatnaranubala Internal Audit Dept. 12 staff Deputy Secretary-General Prasong
Agency ● Internal Management 57 Board of the SEC 58 Appellate Committee 59 Sub-committees and Steering Group 66 Arbitrators 67 Executives Officers 68 Capital Market Performance 2001-2003 72 Investigation
internal redress procedures for violation of employees‟ rights. Governments and private-sector bodies should also promote the use of mediation and arbitration in providing redress for external stakeholders