Facebook page บริษัท ปิ่นทอง อินดัสเตรียล ปาร์ค จำกัด มหาชน (assuming the appearance by using the name of Pinthong Industrial Park PCL.) : Unlicensed securities and derivatives business (Disclosure
Facebook page บริษัท ปิ่นทอง อินดัสเตรียล ปาร์ค จำกัด มหาชน (assuming the appearance by using the name of Pinthong Industrial Park PCL.) : Unlicensed securities and derivatives business (Disclosure
2013-2015 37 kEY ACHiEvEMENTS 46 THE 20TH ANNivERSARY HiGHliGHTS 48 TwO dECAdES OF THE THAi CApiTAl MARkET dEvElOpMENT AppENdiCES 54 STATiSTiCAl HiGHliGHTS 79 REpORT OF THE SEC BOARd ON iNTERNAl CONTROl
internal processes and developing employees’ skills to accommodate the task of underwriting loans with trees pledged as collateral. This may take some time in order to ensure that the value of collateral is
| - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology | - |- Business Continuity Management (BCM) | - |- Port Investment of Derivatives Agents
Companies | - |- Know Your Clients | - |- Books & Records Requirements | - |- Online Submission | - |- Risk Control | - |- Compliance / Internal control | - |- Information Technology |- Internal operation of
Customer Assets (Section 98(3)) Net Liquid Capital Rule (Section 97) Executives / Personnel Major Shareholders Engagement in Related Businesses Internal operation of Securities Companies Auditors Accounting
, monitoring and reporting risks, capital and liquidity are in place whereas segregation of duties and reporting lines are clearly defined in conformity with the good internal control principle. We also
e-service Online Submission See canceled document Business Operation Rules >> Internal operation of Securities Companies Type Title Section See Document Status Notified Date Effective Date 1
e-service Online Submission See canceled document Business Operation Rules >> Internal operation of Securities Companies Type Title Section See Document Status Notified Date Effective Date 1