Rules in Detail related to Proprietary Trading of Intermediaries
Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries
Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries
Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries
Rules in the Detail of Regulations Concerning the Establishment of Risk Management System for Business Continuity of Intermediaries