DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning

Session (20 minutes) In this session, participants will be randomly assigned into ‘virtual rooms’ for more interaction. The facilitator will ask questions which are intended to reflect on the presentations

Section 14 Securities and Exchange Act B.E. 2535 Section 14. The SEC shall have the power and duty to formulate policies to promote and develop, as well as to supervise, matters concerning securities

? (Potential factor investing) Academic research have discovered that both ESG impact and intangible capital linked to stock performance. Does the interaction term have an impact on stock performance? Can the

conduct; (6) competent staff readiness An intermediary shall provide the competent personnel with the suitable amount for the business operation, and shall supervise its personnel to perform duties in

readiness An intermediary shall provide the competent personnel with the suitable amount for the business operation, and shall supervise its personnel to perform duties in accordance with laws, regulations

the nature or timing of the auditor’s work (paragraph........); ฆ 4.1.3 limitations imposed by management (paragraph........). ฆ 4.2 Multiple uncertainties with potential interaction of the

of resources and capabilities a particular firm has because of systemic interaction between the family, its individual members and the business” • Mapping the family-firm typology. - Bennedson et al

stakeholders in the ecosystem of financial reporting preparation in order for them to discharge their duties more efficiently and effectively. Meanwhile, the SEC will continue on the core mission to supervise

informs you that the AMLO, the core agency with a duty to supervise matters concerning money laundering, has issued rules with details whereby intermediaries are required to establish a client acceptance