While all securities companies were required to have paid-up registered capital at the same amount of 100 million baht, the new rules require that applicants and licensees of all types of securities business, including securities dealing, securities underwriting, proprietary investment and securities custody, have paid-up registered capital at the following different amounts: (1) 100 million baht for undertaking securities business with the obligation towards cl...
remain accountable to their shareholders and investors. These practices not only affect listed companies’ strategic management, but also enable companies to better address their strengths, weaknesses
medium-sized businesses (SMEs) and startups. Crowdfunding will help widen access of those businesses to lower cost sources of finance, which will support their business strengths for the age of AEC and
auditor qualifications in relation to experiences and introduction of new measures and sanctions relative to levels of misconduct ranging from minor to serious. In addition, the approval criteria for
offering information of each class of bonds, types of offering, risk levels, fact sheets, and relevant reports etc., to enable convenient access of the public and interested parties. The information can be
, respectively.The main criteria for selecting qualified entrants include their fund management performance, their strengths in post-retirement services and support, as well as the roles of asset management companies
This webinar is the second of the series of exchanges between the Hong Kong and Thai fund industry which is co-hosted by SEC Thailand and HKIFA. The webinar aims to synergize the strengths of Hong
infrastructure trusts to ensure that they have adequate and suitably high levels of capital. Under the proposed amendments, the initial capital requirement or the minimum amount of owner’s equity must be
efficiency and practicality for the industry. On the salesperson side, the focus will be to enhance quality by recategorizing sales licenses according to levels of risk and complexity of the products. The
: * ESG bonds consist of Green Bonds, Social Bonds, Sustainability Bonds and Sustainability-Linked Bonds.** Details of information, such as types of offering, risk levels, prospectuses, factsheets, and