operational risk management plans including operational workflows and procedure manuals in line with the SEC’s strategic plan. In producing action plans, all departments must identify, analyse and assess all
roles to appropriately perform their jobs as shareholdersû representative to maintain the companyûs interests. Regarding the development task, the 2004 action plan intends to expedite the establishment of
where the claimant does not make correction or addition within such period of time, it shall be deemed that the claimant no longer intends to proceed the arbitral process and the Office shall terminate
on which the Office notifies the claimant. In cases where the claimant does not make correction or addition within such period of time, it shall be deemed that the claimant no longer intends to proceed
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
&PYR=2564 SEC intends to relax rules on digital token offering for pre-ICO and private sale The Royal Decree on Digital Asset Businesses, B.E. 2018 stipulates that issuing and offering digital tokens
/mrap/MRAPView.aspx?FTYPE=M&PID=0498&PYR=2564 SEC intends to relax rules on digital token offering for pre-ICO and private sale The Royal Decree on Digital Asset Businesses, B.E. 2018 stipulates that