. Intellectual resources G Intellectual resources Firm's Reference /Guidance Notes Description 1 Does the firm have the process to ensure that intellectual resources (e.g., including material training
; - Experts are available, if needed; - Individuals meeting the criteria and eligibility requirements to perform engagement quality review are available, where applicable; - Intellectual resources are available
Call Warrants on SCB Issued by KGI # A SCB13C2302A 8 Call Warrants on SCB Issued by JPM # A SCB41C2302A 8 Call Warrants on SCC Issued by KGI # A SCC13C2302A 8 Call Warrants on SPRC Issued by KGI # A
Issued by KS # Call Warrant on RATCH Issued by KS# A RATCH11C2311A 7 Call Warrants on SCB Issued by TNS # Call Warrant on SCB Issued by TNS# A SCB16C2311A 7 Call Warrants on SCC Issued by YUANTA # Call
Warrants on SAWAD Issued by JPM # Call Warrant on SAWAD Issued by JPM# B SAWAD41C2405B 8 Put Warrants on SAWAD Issued by JPM # Put Warrant on SAWAD Issued by JPM# A SAWAD41P2405A 8 Call Warrants on SCB
SAWAD Issued by YUANTA # A SAWAD19C2305A 5 Call Warrants on SCB Issued by YUANTA # Call Warrant on SCB Issued by YUANTA # A SCB19C2305A 5 Call Warrants on SCGP Issued by YUANTA # Call Warrant on SCGP
Issued by JPM # A SAWAD41C2306A 9 Call Warrants on SCB Issued by JPM # Call Warrant on SCB Issued by JPM # A SCB41C2306A 9 Put Warrants on SCB Issued by JPM # Put Warrant on SCB Issued by JPM # A
JPM# B SAWAD41C2311B 9 Call Warrants on SCB Issued by JPM # Call Warrant on SCB Issued by JPM# A SCB41C2311A 9 Call Warrants on SCGP Issued by JPM # Call Warrant on SCGP Issued by JPM# A SCGP41C2311A 9
by JPM# A SAWAD41C2402A 9 Put Warrants on SCB Issued by KGI # Put Warrant on SCB Issued by KGI# A SCB13P2402A 9 Call Warrants on SCB Issued by YUANTA # Call Warrant on SCB Issued by YUANTA# A
YUANTA# A SAWAD19C2403A 9 N/A SCB Issued by KGI # Call Warrant on SCB Issued by KGI# A SCB13C2403A 9 N/A SCB Issued by YUANTA # Call Warrant on SCB Issued by YUANTA# A SCB19C2403A 9 N/A SCC Issued by