* and Form 56*. These rules have caused an unreasonable burden on these companies. SEC therefore plans to improve these rules to facilitate holding companies, which engage in various types of business
As part of continuing efforts to support market confidence and business integrity, the OECD has launched in Asia a new set of corporate governance principles that were endorsed at the G20 Finance Ministers meeting in September 2015. The G20/OECD Principles of Corporate Governance provide recommendations for national policymakers on key corporate governance issues, such as shareholder rights, executive remuneration, financial disclosure, the behaviour of institutional investors, boardroom practic...
includes inspection of audit firms’ quality control systems, which has been running since 2010. According to the Activities Report 2021, audit firms in the capital market have continued to improve their
The SEC Strategic Plan 2024–2026 prioritizes the strengthening of Thai capital market trust and highlighting the critical significance of investor confidence in cultivating a robust capital market that serves as a channel for fundraising of businesses and investment for investors. Ultimately, the goal is to achieve sustainable development, reduce inequalities. Recognizing the importance of complete, transparent, and timely IPO information for investors’ informed decision-making, the SEC aims to...
เห็นว่าเทคโนโลยีที่สตาร์ทอัพประสบความสำเร็จในการพัฒนาถือเป็นทรัพย์สินทางปัญญา (Intellectual Property: IP) ที่สามารถนำมาใช้ในการระดมทุนได้ ก.ล.ต. จึงมีแนวคิดในการแปลงสินทรัพย์ทางปัญญาดังกล่าว ซึ่งรวมถึง
ให้กับลูกค้า ก.ล.ต. จึงเล็งเห็นว่าเทคโนโลยีที่สตาร์ทอัพประสบความสำเร็จในการพัฒนาถือเป็นทรัพย์สินทางปัญญา (Intellectual Property: IP) ที่สามารถนำมาใช้ในการระดมทุนได้ ก.ล.ต. จึงมีแนวคิดในการแปลงสินทรัพย์
) strengthening the business environment through intellectual property enforcement, regulatory reform, and improved competition policy; b) improving transparency; and c) strengthening the financial sector
professionals and all parties involved, especially investors who can trust that the market professionals improve knowledge and proficiency on a continued basis. In addition, our support to the Prof. Link platform
with objective to provide more flexibility for investor who is knowledgeable in the business raising fund through equity crowdfunding as well as associated risks. On the business side, the issuers will
are one of the key drivers of transactions in the capital market. Hence, they are obligated to adhere to professional ethics and be knowledgeable in the area of good corporate governance in order to