forth by the SEC Board and supervise compliance and enforcement of the securities laws. The SEC Office is headed by Secretary-General who is appointed by the Cabinet upon the Minister of Finance’s

forth by the SEC Board and supervise compliance and enforcement of the securities laws. The SEC Office is headed by Secretary-General who is appointed by the Cabinet upon the Minister of Finance’s

, supervise the capital market, for example, fund mobilization, products and services, related business operators, unfair securities trading activities in the capital market. The SEC revenue comprises fee

Regulations SHARE : Detail Content ​​​​​​ Enforcement​ ​ The SEC is a regulatory body that carries a mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and

Sustainable 1 Ms. Sisi Liu, Senior ESG Integration Analyst, HSBC Global Asset Management วิทยากรผู้ดำเนินรายการ : Dr. David von Eiff, Director, Institutional Partnerships, CFA Institute Panel 2 : Tackling

supervise financial business or has been barred from serving as executive or being major shareholder of regulated legal entity;  (12) has been revoked the business undertaking by the Thai or foreign

Thai capital market. Thus, the SEC has always put its best effort to supervise and improve quality of financial report to ensure that public disclosure of financial report is accurate, transparent

Code and integration of the Principles in business operations by Institutional Investors. To facilitate this, Thai Institutional Investors and their representative industry organisations jointly

Code and integration of the Principles in business operations by Institutional Investors. To facilitate this, Thai Institutional Investors and their representative industry organisations jointly

ต่างประเทศ​​ ​ Guidance for ESG Integration in Equity Analysis and Presentation in Analyst Research Reports (by CFA Institute) ​ ​ มาตรฐานสากลในการวัดผลการดำเนินงานของการลงทุน (Global Investment