Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited failed to provide a structure for managing, the work system
structure, operating system, and a sufficient number of personnel in accordance with the notification of the SEC. DAB Act S.30 Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 1/2023
Mr. Phipat Phihakendr Mr. Phipat Phihakendr, a director of Energy Earth Public Compay Limited ("EARTH"), knew the inside information, on 15 May 2017, that a financial institution declined
Broadgate, failed to order or act according to the duties of the director for the operation of Broadgate resulting in Broadgate failed to provide a structure for managing, the work system including
asset exchange and a digital asset broker, did not provide management structure, operating system and a sufficient number of personnel in accordance with the notification of the SEC. DAB Act S.94
Mr. Khajohnpong Khamdee Mr. Khajohnpong Khamdee, a director of Energy Earth Public Compay Limited ("EARTH"), knew the inside information, on 15 May 2017, that a financial institution
Mr. Phisudhi Phihakendr Mr. Phisudhi Phihakendr, a director of Energy Earth Public Compay Limited ("EARTH"), knew the inside information, on 15 May 2017, that a financial institution
Exchange Act that knew or possessed the inside information of EARTH. That is, a financial institution declined EARTH's requests for extension of the repayment period on 15 May 2017, which led to EARTH
possessed the inside information of EARTH, which is a financial institution declined EARTH's requests for extension of the repayment period on 15 May 2017, which led to EARTH's lack of liquidity
the inside information of EARTH, which is a financial institution declined EARTH's requests for extension of the repayment period on 15 May 2017, which led to EARTH's lack of liquidity