In recent times, crimes regarding the capital market have become significantly more intricate, which is why SEC firmly believes that there must be an upgrade in the cooperation between related
Florida International University, USA. Currently, he is a member of the Financial Institution Policy Committee, the Bank of Thailand, and an independent director and member of the Audit Committees of
issuing shares for sale to the public and listed companies from operating business with the characteristics of investment company, except companies operating a financial institution business;** (2
a loan from a financial institution. The Board of Directors and the Audit Committee view that the investment in such projects can generate long-term consistent income and the contract party is a
most recent financial statements or the consolidated financial statements, excluding companies operating financial institution business; (2) Requiring listed companies with the characteristics under
whose proxy is their custodian that is a local financial institution, listed companies may bypass request for additional ID documents because the custodians must already have examined their clients? ID
. ** Securities company means any company, or financial institution licensed to undertake securities business under the Securities and Exchange Act B.E. 2535 (1992) (SEA).
from any financial institution. Despite the fact that the conditions for receipt the financial assistance from the Mahachai Group might not be commercially reasonable, in order for the company to
. They created a story that TUCC and Thai Niche sold black steel to BF and ASC. Then, they acted to cause TUCC and Thai Niche to proceed for cheques discounting with a financial institution, claiming to
สำคัญที่หน่วยงานต่าง ๆ ควรติดตามดูแลอย่างใกล้ชิด ได้แก่ (1) เสถียรภาพระบบการเงินและความเสี่ยงเชิงระบบของกิจกรรมที่ดำเนินโดยสถาบันการเงินที่มิใช่ธนาคาร (non-bank financial institution) และ (2) ความเสี่ยง