20 years of experience in the financial services industry, of which 8 years were with JP Morgan in Hong Kong and Singapore, where he last served as the Head of Financial Institution Group (Southeast
Morgan in Hong Kong and Singapore, where he last served as the Head of Financial Institution Group (Southeast Asia), as well as stints at Bear, Stearns & Co and Peregrine Capital (USA) Inc. in New York
manager, an assistant manager, a head of department, a branch manager and also means a person holding any equivalent position called otherwise. In this regard, such persons shall be responsible for a
Microsoft Word - KWM 001-2561 EN MD&A Q2_2561_Rev01 K. W. METAL WORK PUBLIC COMPANY LIMITED Head office 259/83 Sukhumvit 71 road, Phrakhanong-nur, Wattana, Bangkok Branch 1 300/142 Moo. 1 Tambon
Microsoft Word - KWM 003-2561 EN MD&A Q3_2561 K. W. METAL WORK PUBLIC COMPANY LIMITED Head office 259/83 Sukhumvit 71 road, Phrakhanong-nur, Wattana, Bangkok Branch 1 300/142 Moo. 1 Tambon Tarsit
(English) ………………………………………………………… Location of head office ……………………………………………………………… …………………………………………………………………..…………………… Telephone number …………………….. Facsimile number ……………………….. Part 2: Category of an applicant
category of securities brokerage, securities dealing, investment advisory services, securities underwriting, but shall not include a financial institution under other law and later obtain a license to
, securities underwriting, but shall not include a financial institution under other law and later obtain a license to undertake securities business; “Full-service Branch Office” means a securities company’s
. In this Notification, “Derivatives broker” means any company licensed to undertake derivatives business in the category of derivatives broker, but shall not include a financial institution under other