that the organization structure of is designed or efficient measures installed to prevent conflicts of interests effectively. (2) Where the person appointed as a fund manager is an employee of the
-border offering of funds > ASEAN Collective Investment Schemes (ASEAN CIS) ASEAN Collective Investment Schemes (ASEAN CIS) SHARE : Detail Content The ASEAN CIS Framework is one of the initiatives
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> Ministerial Regulations > MRSArchive Ministerial Regulations SHARE : Detail Content Archive No. Title 2 Financial Institution Eligible to Apply for Securities Business License B.E. 2536 (amended
category of mutual fund management shall be carried out by syndication of financial institution and other legal entities as specified in the Ministerial Regulation No.4 (B.E. 2535) promulgated under the
Collective Investment Schemes (ASEAN CIS) SHARE : Detail Content The ASEAN CIS Framework is one of the initiatives undertaken by the ASEAN Capital Markets Forum ( ACMF ) that allows the units of an ASEAN
• Derivative Act о Investment Analysts / Consultants • ASEAN Investment Analyst / ASEAN Investment Consultant - Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework
resembles the international supervisory framework. The audit quality control regulatory shall be performed at both individual auditor level and firm level. In order to enhance quality and reliability of the