, securities business, the Securities Exchange, over-the-counter centres, and related businesses, organizations related to securities business, issue or offer of securities for sale to the public, acquisition of
กำกับ ดูแลด้านหลักทรัพย์และตลาดซื้อขายหลักทรัพย์ที่เป็นสมาชิกสามัญของ International Organizations of Securities Commission (IOSCO) (2.2) ในกรณีที่เป็นการลงทุนหรือมีไว้เพื่อเป็นทรัพย์สินของกองทุนรวมเพื่อ
responsibility of the organizations concerning derivatives business showing the separation between organizations and personnel whose responsibility or nature of work may cause conflict of interest (b) a guideline
Organizations of Securities Commission (IOSCO) หรือที่มีการซื้อขายในตลาดซื้อขายหลักทรัพย์ต่างประเทศที่เป็นสมาชิกของ World Federations of Exchange (WFE) ซึ่งผู้ลงทุนสามารถเข้าถึงข้อมูลเกี่ยวกับหุ้นดังกล่าวเป็น
applying for approval using similar qualifications of investor contacts approved by or registered with any foreign regulatory organizations accepted by the Office, the application shall be submitted by the
Office or the organizations recognized by the SEC Office, as specified in the tables of qualifications for each category of personnel as attached to this Notification. Clause 14 Personnel in the capital
: (1) being a gold trader for not less than 3 consecutive years and being a member of the Gold Traders Association, the Thailand Gold Retail Club or other organizations recognized by the SEC Office; (2
other evidence. Clause 22. If it deems necessary and appropriate, the arbitrator may request the opinions on the dispute from relevant organizations, or may seek approval from the parties to have an
standards stipulated by the association in securities business or any other organizations in securities business accepted by the Office, mutatis mutandis . Chapter 4 Compulsory Measures ______________________
) being a gold trader for not less than 3 consecutive years and being a member of the Gold Traders Association, the Thailand Gold Retail Club or other organizations recognized by the SEC Office; (2) of