Facebook page Business Insider : Unlicensed securities and derivatives business (Disclosure Date : 31/05/2023)
Facebook page "Cpall Insider Trading" impersonates "CPALL Plc." : Unlicensed securities and derivatives business (Disclosure Date : 24/01/2025)
กับการป้องกันและจัดการความขัดแย้งทางผลประโยชน์ (conflict of interest) การป้องกันการสร้างราคาสินทรัพย์ดิจิทัล (market manipulation) และกลไกป้องกันการกระทำอันไม่เป็นธรรม (insider information) ซึ่งในช่วง
these regulatory changes. We have prepared internal processes and developed employees’ skills to ensure that our services are appropriately provided to customers in line with international standards
Investor Alert สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2025 10:22 Investor Alert Investor Alert ( 5917 record(s) found) Name Type of action Disclosure Date Link Facebook page "Amz-Dreamy Cafe Thai COffee Daily" impersonates "PTT Oil and Retail Business Plc." Unlicensed securities and derivatives business 27/03/2025 Detail Facebook page "Amz-Dreamy Cafe Thai COffee Daily" impersonates "PTT Oil and Retail Business Plc." Website : N/A Facebook : https://www.facebook.c...
)) Net Liquid Capital Rule (Section 97) Executives / Personnel Major Shareholders Engagement in Related Businesses Internal operation of Securities Companies Auditors Accounting and Financial Statements
| - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology | - |- Business Continuity Management (BCM) | - |- Port Investment of Derivatives Agents
Companies | - |- Know Your Clients | - |- Books & Records Requirements | - |- Online Submission | - |- Risk Control | - |- Compliance / Internal control | - |- Information Technology |- Internal operation of