borrowing and lending business" shall be prescribed as securities business under (7) of the definition of "securities business" in Section 4 of the Securities and Exchange Act B.E. 2535. Clause 2 Undertaking
Company to Undertake Securities Finance Business B.E. 2539 (Repealed) 9 Application for License to Undertake Securities Borrowing and Lending Business B.E. 2543 (amended by No. 21) (Repealed) 15
○ Prescription of Venture Capital Management Business as Securities Business (VC) ○ Prescription of Inter - Dealer Brokerage as Securities Business (IDB) ○ Prescription of Securities Borrowing and Lending
สำนักงาน ก.ล.ต. ภายใต้งาน Live SE Night ซึ่งจัดโดย SE Thailand (วันที่ 21 ม.ค. 64) เสวนาหัวข้อ “Brainstorming the way forward in using innovative finance in supporting SEs" โดย คุณรื่นวดี สุวรรณมงคล ภายใต้
or arranging leasehold agreements with other parties (IFF shall not operate infrastructure businesses). 10. An IFF is allowed for a borrowing ≤ 3 times of the equity and the debt shall be a non
or arranging leasehold agreements with other parties (IFF shall not operate infrastructure businesses). 10. An IFF is allowed for a borrowing ≤ 3 times of the equity and the debt shall be a non
Securities Investment Advisors о Derivatives Advisors • Securities Underwriter • Limited BDU • Bond Dealer & Underwriter • Securities Borrowing & Lending • Thailand Securities
limit is < 35% of the total asset value. In case of assets with credit ratings of investment grades, the limit is up to 60% of the total asset value. Borrowing policy must comply with the provisions