● Damage caused by inappropriate advice or incomplete information given by investment consultant/unit seller. ● Full name of the investment consultant. ● Name of Securities/derivatives intermediary or the
) The Stock Exchange of Thailand Telephone: +66-2009-9999 press 8 Website: www.set.or.th ● Incomplete information or advice by insurance broker ● Unable to claim insurance compensation Office of the
advice on matters under the SEC's purview. Complaints / Whistleblowers Inquiries / Suggestions Abritation For filing a complaint or sending an inquiry, please use any of the following channels (24
and Provision of Investment Advice Member of the Sub-committee on Consideration of Regulations on Issuance and Offering of Equity Instruments, Governance of Securities Issuing Companies and Business
Issuing Companies and Business Takeovers Member of the Sub-committee on Consideration of Regulations on Supervision of Business and Market Intermediaries , Sales Conduct and Provision of Investment Advice
advice on matters under the SEC's purview. Complaints / Whistleblowers Inquiries / Suggestions Abritation For filing a complaint or sending an inquiry, please use any of the following channels (24
incorrect disclosure of information; Stock loss from a trading account, failure of investment consultants / investment analysts / unit sellers to give information or advice on the invested products or
claim for compensation or proceed with a civil dispute. Should you need legal advice on such matters, please contact a lawyer or the Lawyers Council of Thailand under the Royal Patronage. How SEC Help
ทางการเงินที่ประชาชนเข้าถึงได้ และมีคุณภาพ (wealth advice for all) เป้าหมายท่ีต้องการบรรลุ ประชชนที่มีเงินเก็บเพื่อกรลงทุน มีควมรู้ มีเครื่องมือ มีตัวช่วยและมีช่องทงที่สะดวกในกรเข้ถึงตลดทุน เพื่อรองรับควม