other assets to the unitholders, the management company, the fund supervisor and other related persons as well as the person who is responsible for the expenses for the debt performance; (2) provision on

dance with suc any person, au he power to elopment, the complete the ers No. 2/2019 registered cap ing ordinary s per share ap ance with such etermination to Increase hares to the he Board of sidered and

, requirement, or policy made or given by or to be taken into account by the Recognised ACMF Member in its jurisdiction; “Licensed Firm” means any legal person authorised to undertake the business related to

companies. They serve as a vital early warning on issues.” 2 CalPERS Beliefs http://www.calpers.ca.gov/eip-docs/about/pubs/calpers-beliefs.pdf [ 9 ] Letter Proxy vote and explanation why In-person meeting

shareholders to initiate class-action 4 or derivative suits 5 against board 4 In a class-action lawsuit, a group of shareholders file suit directly against the board members or others for damages suffered by the

-General The Office of the Securities and Exchange Commission (SEC Office) We, [Name of the juristic person or non-juristic group of persons in Thai and English], having an office at

) We, [Name of the juristic person or non-juristic group of persons in Thai and English], …………………………………………………………………………………………………………………………………….………………..……… having an office at

appropriate, so proper action law. Nonetheless, CRA employees are expected to report activities that a reasonable person would question. Upon receiving such a report from an employee, the CRA is obligated to

violation The SEC Office issues an administrative order to enforce any regulated person. The SEC Office presents the case to the competent authority. End Administrative Order Issuance Administrative Sanction

Section 93 Securities and Exchange Act B.E. 2535 Section 93. Any person wishing to act on behalf of a company established to undertake securities business under foreign law by setting up a