person became aware of the disclosure of the false statement or five years from the date on which such act was committed. To initiate a Class-Action lawsuit Investors can arrange to claim compensation via
committed. To initiate a Class-Action lawsuit Investors can arrange to claim compensation via Class-Action lawsuit by taking the following steps: 1. Combining efforts with the other investors who have been
company does not proceed, then the company secretary may request the audit committee to consider the matter, and if it turns out to be a related party transaction, make sure it complies with the governing
established an anti-corruption policy? If not, when will the company begin to develop such policy? 2. In case of an anti-corruption policy already put in place, has the company laid out a management structure
lawyer or the Lawyers Council of Thailand under the Royal Patronage. How SEC Complaint Center handles a complaint: ● SEC Complaint Center will commence handling of your complaint when it has been
56-2) within 120 days Certification of Financial Statements (form 56-3) Summary of Auditors' Reports (form 61-4) The duties of the securities issuing company begin when filing comes into effect
service shall be in form specified in the SEC’s Notification. Clause 10 The licensee to operate securities business in the category of investment advisory service shall commence securities business
private fund management shall commence securities business operation after the SEC Office, having completed its inspection, is of the view that the licensee has already provided arrangements for its