UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Money Market Fund,Super Savings Fund : SSF | Offering Date : 02/05/2006 - 08/05/2006

on 13 March 2020, SEC has already approved 17 such SSFs established by 13 asset management companies. “SEC has expedited the approval process to make sure that IPO of this special SSF can begin on 1

Acquisitio e of Thailand on and Dispo ). The transac on method giv ated financial uisition of as usly approved l Value of Con ed according In addition otification of ctions and t sure of Inform 2003). rd of

shareholders to initiate class-action 4 or derivative suits 5 against board 4 In a class-action lawsuit, a group of shareholders file suit directly against the board members or others for damages suffered by the

make sure that the clients would open a separate trading account from a traditional one and prepare service agreements and comply with the existing rules on work systems and professional duties.In light

, effective from 17 March 2020. Investors are strongly advised to thoroughly check and make sure that the evidence of all transaction records, both buy and sell sides, is genuinely issued by the banks or the

C. Rembert, Ceres 4. Are investors already engaging on the company or industry and topic? Do your homework to make sure you are not duplicating effort, or that companies are not approaching an issue

such as chief executive officers, chief financial officers and chief accountants. This is to make sure that they understand their roles, duties and responsibilities from the start, as far as financial

test to make sure that the clients understand their own risk profile and receive appropriate investment advice before making an investment or a transaction. Clear and comprehensive disclosure of

for 7 years and 6 months due to wrongful acts against investors’ assets make sure that they are truly issued by the banks or the asset management companies in charge, and to update their fund books (if