Section 32 or Section 33, as specified in the notification of the SEC Office; (2) any securities which are issued by a third party who grants the securities holders the right to purchase, sell, acquire, or

right of a person to participate in an investment in any project or business; (2) specifying the right of a person to acquire specific goods, specific service, or any specific other right under an

: (1) specifying the right of a person to participate in an investment in any project or business; A36633673/0.7/02 Jul 2018 2 (2) specifying the right of a person to acquire specific goods, specific

such instrument to receive money or other benefit. "underwriter" means any person who underwrites the sale of securities to the public. "prospectus" means any document issued for the purpose of inviting

bills, divided into units, each with equal value and a predetermined rate of return, issued by any company to a lender or purchaser, representing the right of the holder of such instrument to receive

specified in the approved project, including the following powers: (1) to receive assets transferred or placed as collateral; (2) to issue securities for sale to investors; (3) to enter into agreements with

, designate a person who shall receive the payment out of the fund, or has designated the person but such person died before the payment is made, the payment shall be made out of the fund under the first

. Section 7. The SEC Office shall have powers and duties as specified herein and shall be entitled to receive various fees in accordance with this Emergency Decree. Section 8. In determining fees under sub

shall be entitled to receive various fees in accordance with this Emergency Decree. Section 8. In determining fees under sub-paragraph (5) in the first paragraph of Section 5, expenses and charges

receive installment payments from the fund, the fund manager shall make such payments from the fund as intended by the employee who shall maintain his membership for the period of time specified by the