Bangkok, 1 February 2018 - The SEC has suspended approval for two securities investment consultants of KASIKORNBANK PCL. (KBANK) for failure to perform duties with responsibility and professional due
account of performing duties dishonestly, misappropriating client assets, and producing false evidence.According to a referral from KASIKORNBANK Public Company Limited (KBANK) and the SEC's further
material transactions would have sufficient time to study relevant information, participate in the consideration process, and make an informed investment decision.The consultation paper is available at
ensure that such investors would have adequate access to relevant information to better understand financial products before making well informed investment decisions.?The consultation paper is available
ensure that investors would be informed of up-to-date, complete and sufficient information for investment decision-making in line with the globally recognized standards of the International Organization of
informed to the Audit Committee and the auditor to explain the facts and related actions regarding this issue. SEC requires the actions of the Audit Committee to ensure that SPRC has measures to improve
) Information disclosure and risk warnings, as stated in (1) and (2), must be disseminated through all official channels of DA operators, communicated this matter to all clients, and informed such information to
for a period of four months and 40 days, respectively.In the case of {A}, who was a securities investment consultant and a branch manager at KASIKORNBANK Public Company Limited (KBANK) while committing
) Krung Thai Bank Public Company Limited: KTB*;(3) Kasikorn Bank Public Company Limited: KBANK;(4) Citibank, Bangkok Branch: Citibank*;(5) TMB Public Company Limited: TMB*; and (6) Siam Commercial Bank
through the SET Electronic Information System within 30 days. On 24 July 2017, EARTH filed an application for business rehabilitation with the Central Bankruptcy Court and informed the SET that the amount