; assets to SEC with information that did not align with the facts found by the SEC's examination. This resulted in the consideration that Mr. Akalarp committed or permitted Zipmex Thailand to make
submit or disclose material facts that POLAR ceased operating all or part of its business due to a court-ordered receivership on 3 August 2017, POLAR concealed such information and other activities
Mrs. Chatkaew Gajaseni Mrs. Chatkaew Gajaseni, while being director and executive director of PTG Energy Public Company Limited (PTG), knew or possessed negative substantial inside information about
UOB Asset Management (Thailand) Company Limited UOB Asset Management (Thailand) Company Limited, a fund management company, disclose investment information which is failed to comply with the rules
concerning the facts relating to the financial condition or the trading price of MLINK shares. SEC Act S.238 Settlement Committee Meeting No. 2/2016 Settlement Committee Order No. 9/2016 Dated 16/03/2016
statement or any other statement related to the joint venture of RASA with the intention to mislead the public concerning the facts relating to the financial condition, the business operation or the trading
trading account of Another person in such a way as to take advantage of other persons by using positive material non- public information concerning RPC investment inSammakorn Public Company Limited (SAMCO
information statement for the year 2018 (Form 56-1) in accordance with the notification of the Capital Market Supervisory Board. However, CEN prepared and submitted the inaccurate annual updated information
Mr. Tharathon Phiboonthammasak Mr. Tharathon Phiboonthammasak knew or possessed negative substantial inside information about PTG Energy Public Company Limited (PTG) Q3/2018 performance which would
(“UOBAM”) failed to order or act duty resulting in UOBAM failed to communicate with clear and reliable information, and without misleading information. SEC Act S.283 paragraph 1 Settlement Committee