required by the SEC. 2.1.3 Prohibited Characteristics of Auditors (1) being put under receivership by the court's order; or being an insolvent, incompetent or quasi- incompetent person; (2
being incompetent or bankrupt), board’s roles and responsibilities in accordance with the laws, objectives and company’s regulations and resolutions of the shareholders’ meetings. In addition, the board
being incompetent or bankrupt), board’s roles and responsibilities in accordance with the laws, objectives and company’s regulations and resolutions of the shareholders’ meetings. In addition, the board
understanding and public accountability; having no prohibited characteristics such as being under receivership, bankrupt, incompetent or quasi-incompetent by a court order; (6) Having at least one full-time
understanding and public accountability; having no prohibited characteristics such as being under receivership, bankrupt, incompetent or quasi-incompetent by a court order; (6) Having at least one full-time
of directors and executives of issuing companies. Qualifications of a director Not having untrustworthy characteristics. For example: Being an insolvent person or an incompetent person Being
, incompetent or quasi- incompetent person, (2) being or having been suspension of CPA license during the past three years, unless the reason of suspension is the same as of the SEC's sanction, (3) having
remaining approval period by the SEC. 7. Prohibited characteristics (1) being put under receivership by the court's order; or being an insolvent, incompetent or quasi- incompetent person, (2) being
values using a fair price. The value per investment unit shall be rounded up to a minimum of 10 decimal digits according to international standards. (2.3) Increase or reduce the number of investment units
provisions, conditions, and procedures to protect the investors or to ensure the clarity and uniformity in operating standards in the following matters : 1) The sale, redemption, an increase or reduction of