. That is, the securities broker failed to Inefficient management and management of liquidity risks. (2) failed to maintain the net capital (“NC”) in accordance with the rules, conditions and procedures
Mr. Somchai Chaisrichawala From September 13 to November 16, 2006, Somchai Chaisrichawla colluded with other person, in using Somchai?s and other persons? securities trading accounts to continuously
Mr. Siva Nganthavee Mr. Siva Nganthavee, the former chairman and chief executive officer of Circuit Electronics Industries Plc. (“CIRKIT”), conspired with other executives of CIRKIT to commit or
Mr. Sukit Nganthavee Mr. Sukit Nganthavee, the former director of Circuit Electronics Industries Plc. (“CIRKIT”), conspired with other executives of CIRKIT to commit or permit another to produce
Mr. Lee Wolff Mr. Lee Wolff, the former managing director of Circuit Electronics Industries Plc. (“CIRKIT”), conspired with other executives of CIRKIT to commit or permit another to produce fraud
Mr. Somboon Kritchanchai Mr. Somboon Kritchanchai, the former deputy managing director for accounting and finance of Circuit Electronics Industries Plc. (“CIRKIT”), conspired with other executives of
Ms. Sa-ngiam Pimkotr Ms. Sa-ngiam Pimkotr failed to comply with the competent officer's order to testify. The Pathumwan District Court sentenced the accused to three-month imprisonment and a
Ms. Somboon Pangphet Ms. Somboon Pangphet failed to comply with the competent officer's order to testify. The Pathumwan District Court sentenced the accused to three-month imprisonment and a
Mr. Chusak Ruentip Mr. Chusak Ruentip failed to comply with the competent officer's order to testify. The public prosecutor issued a prosecution order against the accused; however, attempt to
financial statements for Q3/2012 to the SEC and the SET within the specified period. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 25/03/2013