prepare for the Annual General Meeting” to raise awareness on the roles and responsibilities of the audit committees in providing effective oversight over listed companies’ financial reporting and audit
communicated, aiming to enhance the quality and reliability of listed companies’ financial reports. In December 2015, the SEC and the FAP jointly hosted another seminar to raise awareness on the new auditor’s
ICO, the SEC would like to further raise the following issues for public consultation. Please note that our public consultation will be extended to December 15, 2017. To send your comments and
additional clarity to others. While some of the Principles may be more appropriate for larger than for smaller companies, it is suggested that policymakers may wish to raise awareness of good corporate
Derivatives Intermediaries (No. 7) dated 9 February 2017 (effective on 16 February 2017). 15 acknowledge the result of such suitability. It shall also provide basic advice to the client in order to raise the
Derivatives Intermediaries (No. 7) dated 9 February 2017 (effective on 16 February 2017). 15 acknowledge the result of such suitability. It shall also provide basic advice to the client in order to raise the
- tional investors that are being used in some jurisdictions to highlight shareholder responsibilities. At the same time, barriers that raise the cost of voting should be lowered and greater certainty
, “Strengthening Good Corporate Governance by Audit Committee and Independent Director: Experiences from Fraud Cases” to discuss samples of fraud cases taking place around the world and to raise the awareness of the
information contained in the draft prospectus submitted to the SEC Office, which is still ineffective under the law, therefore, such information may subject to change. In this regard, the offer for sale of
continual progress in elevating standards of corporate governance and codes of conduct of both market participants and supervisory agencies to raise confidence in, and recognition of, the Thai capital market