supervise financial business or has been barred from serving as executive or being major shareholder of regulated legal entity; (12) has been revoked the business undertaking by the Thai or foreign
Regulations SHARE : Detail Content Enforcement The SEC is a regulatory body that carries a mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and
Thai capital market. Thus, the SEC has always put its best effort to supervise and improve quality of financial report to ensure that public disclosure of financial report is accurate, transparent
, subsidiary, associate company do? Is it a product or a service? From which business is the major income derived? How is the trend of the industry? Can the company compete with other business competitors? Are
/AUM of the mutual fund management company, and that of the industry. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund Prescription
/AUM of the mutual fund management company, and that of the industry. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund Prescription
required to regularly supervise the service providers to ensure efficiency of the performance (except for group 2 functions). Applying for Approval and Reporting Guidelines No prior approval or
participating fund managers have the necessary experience and track record in managing retail funds, and funds offered under the framework are regulated and managed based on industry best practices. Regulatory
retail funds, and funds offered under the framework are regulated and managed based on industry best practices. Regulatory Summary Related Manuals/Guidelines Related Rules and Regulations Related Forms
สิงหาคม 2564 ครั้งที่ 1 Consumer Products & Agro & Food Industry คลิปการบรรยาย เอกสารบรรยายหัวข้อ "การประกอบธุรกิจ MD&A" เอกสารบรรยายหัวข้อ "การขับเคลื่อนธุรกิจเพื่อความยั่งยืน" ครั้งที่ 2 Industrials