) Related Forms Application Form for Approval (Form 19-1) Form for Certification of Personal Records and Non-Prohibited Characteristics (Supplement for Form 19-1) F orm for Summary of Digital Token Trading
offering (form 17-1) A letter of certification for personal records of directors, executives, controlling persons of the applicants for public offering of digital tokens A letter of acknowledgement for the
company, to make it clear that an outside person who does not have access to internal information will make the purchase order. EJIP accounts must be separated from personal accounts for clarity and
, subsidiary, associate company do? Is it a product or a service? From which business is the major income derived? How is the trend of the industry? Can the company compete with other business competitors? Are
/AUM of the mutual fund management company, and that of the industry. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund Prescription
/AUM of the mutual fund management company, and that of the industry. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund Prescription
majority shareholders) have personal interests (both directly and indirectly) that may be in conflict with the company's interests which results in such persons' failure to make a decision or to perform
following f orms and documents; Form 61-1F Application for registration as a foreign auditor in the capital market . Signature of the applicant is required. Applicant's personal record and firm's
Application for registration as a foreign auditor in the capital market . Signature of the applicant is required. Applicant's personal record and firm's profile in the form as publicized in the SEC's website
participating fund managers have the necessary experience and track record in managing retail funds, and funds offered under the framework are regulated and managed based on industry best practices. Regulatory