resembles the international supervisory framework. The audit quality control regulatory shall be performed at both individual auditor level and firm level. In order to enhance quality and reliability of the
determine a violation and take an action on any individual or firm, the SEC would investigate and gather information, facts and evidence concerning the violation. Generally, an alleged offender may clarify or
Individual Clients (SEC Circular SEC. Thor. 1/2547) To be filed within seven days of the following week. Monthly Reports Unaudited Monthly Financial Statement (Form Bor.Lor. 2 & Bor.Lor. 2/1
over five years per period 2.1.2 Qualification of Approved Auditor An auditor to be granted approval by the SEC shall possess qualifications of an individual person and of the firm to
Restricted Assets Virtual assets, i.e. digital tokens (such as digital currencies, utility tokens, investment tokens, or security or https://www.sec.or.th/EN/Pages/LAWANDREGULATIONS/HK-TH-MRF.aspx English
. List of Restricted Assets Virtual assets, i.e. digital tokens (such as digital currencies, utility tokens, investment tokens, or security or https://www.sec.or.th/EN/Pages/LAWANDREGULATIONS/HK-TH
Assets Virtual assets, i.e. digital tokens (such as digital currencies, utility tokens, investment tokens, or security or https://www.sec.or.th/EN/Pages/LAWANDREGULATIONS/HK-TH-MRF.aspx English (United
solicitations occurred. List of Restricted Assets Virtual assets, i.e. digital tokens (such as digital currencies, utility tokens, investment tokens, or security or https://www.sec.or.th/EN/Pages