circumstances showing the holder’s financial hardship; (2) within three years preceding the year of filing application toward the date of obtaining the license, not have criminal records indicating commission of
date of obtaining the license, not have criminal records indicating commission of offense under the law controlling business operation of such person or any other law relating to financial business, both
date of obtaining the license, not have criminal records indicating commission of offense under the law controlling business operation of such person or any other law relating to financial business, both
applying for approval to be the major shareholder of the securities company or in any other report required to be filed with the SEC Office or SEC; (10) has worked in the manner indicating lack of ethic or
necessity for sale of ESOP to the existence of the company Not necessary reason / source of indicating the number of offers more than five per cent and the indicated price is low Not necessary detail of
indicating that after a consideration in accordance with the principle in Section 89/7, the appointment of such person does not affect the performance of duties and the giving of independent opinions, and