Maintenance of capital funds and reserve (only in the case of a CB. or FC.) - a documentary evidence showing that the applicant is capable of maintaining capital funds and reserve prescribed by the law
indicating the name of the commercial bank, securities business operator or derivatives business operator that will be supervising the securities company and the name of any company that maybe delegated to
for an exemption to the Office indicating the name of the commercial bank, securities business operator or derivatives business operator that will be supervising the securities company and the name of
than two years from the date of preparing such document evidences: (1) information of a customer using for supplementing the giving advice; (2) an evidence showing the delivery of document acknowledging
disclose to the company and person appointed by the company the information as to whether I have any characteristics indicating untrustworthiness as specified in the Notification of the Securities and
150.24 million, whereas Baht 21.63 million in 2018, showing a decrease of Baht 128.61 million or representing 594.59 % increase since there have been 2 projects delivery complete in the period. Therefore
2019, the company and its subsidiaries’ construction income was Baht 44.36 million, whereas Baht 35.57 million in 2018, showing an increase of Baht 8.79 million or representing 24.71 % increase. Overall
or dishonest business practice, or the law on anti-money laundering, regardless of whether such laws are domestic legislations or foreign legislations. It also shall have no record indicating frauds
disseminated; (4) an article or research paper which contains a statement indicating the interest, whether directly or indirectly, of the person preparing such article or research paper in the underwritten
contains a statement indicating the interest, whether directly or indirectly, of the person preparing such article or research paper in the underwritten securities, provided that such statement shall be