independent and nonexecutive board members? Ans. Yes - ข้อ 17(1) ประกาศคณะกรรมการกำกับตลาดทุน ที่ ทจ. 39/2559 - ข้อ 60(1) ข้อบังคับตลาดหลักทรัพย์ บจ/ร 01-00 1/1 3 Can shareholders remove members of the board of
board‟s responsibilities inherently demand the exercise of objective, independent judgement. However, given the ownership structure in Asia, directors often remain appointees of controlling shareholders
financial market by incorporating these factors into the investment process of pension funds, building local capacity concerning the independent external reports. This report draws on previous benchmarking
, the SEC deems it necessary for the audit firms to be self-reliant, which always starts with an adequate supply of competent audit staff who possess thorough understanding of both accounting and auditing
[ ] President and Independent Director [ ] President Independent Director and Member of Audit Committee [ ] Director [ ] Independent Director [ ] Independent Director and Member of Audit Committee Executive
Notification of the Capital Market Supervisory Board Notification of the Office of Securities and Exchange Commission No. SorThor. 7/2557 Re: Rules on Appointing Independent Director of an
Notification of the Office of Securities and Exchange Commission No. SorThor. 7/2557 Re: Rules on Appointing Independent Director of an Intermediary _____________________________ By virtue of Clause
Capital-Guaranteed Fund Any other type, please specify __________________________________________ 6) Is the ARFP Passport Fund a sub-fund of a Regulated CIS? Yes No If “Yes”, please state the name of the
(IMA) Control Environment 1. The organization demonstrates a commitment to integrity and ethical values. Questions Yes No 1.1 The board of directors and the management set up principles and guidelines
: _________________________________________________________ 4) Legal form of NRI CIS: legal entity1 unit trust any other structure acceptable to participating jurisdictions 5) Is the NRI CIS a sub-fund of an umbrella fund? Yes No If “Yes”, please state the