mutual funds and private funds which did not analyze and estimate the value of the IPO securities adequately and appropriately. SEC Act S.117 and 133 paragraph 2 Settlement Committee Meeting No. 3/2021
of exchange of a company for private funds which did not analyze the ability to pay debt and did not ask for the consent of the client. SEC Act S.133 paragraph 2 Settlement Committee Meeting No. 3
material to gain unfair benefits over other persons by virtue of his position as an audit committee member and independent director of GLOBAL. Department of Special Investigation returned the case to the SEC
to gain unfair benefits over other persons by virtue of his position as an audit committee member and independent director of GLOBAL. Department of Special Investigation returned the case to the SEC
Mr. Pinit Vongmasa From 27 October 2016 to 9 November 2016, Mr. Pinit Vongmasa, an independent director of Padaeng Industry Public Company Limited ("PDI"), utilized an inside information
Mr. Chatchala Vongmasa From 27 October 2016 to 9 November 2016, Mr. Pinit Vongmasa, an independent director of Padaeng Industry Public Company Limited ("PDI"), utilized an inside
persons by virtue of his position as an independent director of PAP. SEC Act S.241 Settlement Committee Meeting No. 3/2016 Settlement Committee Order No. 21/2016 Dated 20/04/2016
Mr. Sarawuthi Bhumithaworn Mr. Sarawuthi Bhumithaworn, former Independent Director and Audit Committee of Adamas Incorporation Public Company (“ADAM”), colluded and divided duties with other 7
Company Limited ("GLOBAL") shares by utilizing the non-public information Mr. Surasak accessed by virtue of his positions as an audit committee and independent director of GLOBAL. Mr. Ekkamon also
Mr. Surasak Chuntori On 22 August 2012, Mr. Surasak Chuntori, an audit committee and independent director of Siam Global House Public Company Limited ("GLOBAL") used Mr. Ekkamon Chuntori