> The SEC Office's organization structure Our Structure SHARE : Detail Content The SEC Office's o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set
> The SEC Office's organization structure Our Structure SHARE : Detail Content The SEC Office's o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set
establishment, market development had concentrated more on the secondary market where trading of transferable securities was the main activity than the budding primary market where businesses issued securities
abreast of developments and emerging risks, conflicts of interest management in capital market, auditor's independence, auditing standards, credit rating agencies, sell-side analysts, and hedge fund. - The
abreast of developments and emerging risks, conflicts of interest management in capital market, auditor's independence, auditing standards, credit rating agencies, sell-side analysts, and hedge fund. - The
Exchange Act (SEA), which prescribes international standard structure, transparency and independence of the SEC Board by separating the roles and responsibilities of Chairman from those of Secretary-General
, goals and strategies, supervision and monitoring of the SEC's operation, and board-level evaluation The SEC Office Code of Governance specifies the following requirements: Legal compliance Independence
21-01 และบจ/ป 22-01 1/1 2 Must Buyer disclose information about board members’ primary employment and directorships in other companies? Ans. Yes - พ.ร.บ. หลักทรัพยฯ์ มาตรา 56 - ประกาศคณะกรรมการกำกับ
กรรมการตรวจสอบซ่ึงเป็นคณะกรรมการอิสระ (independence) และแต่งตั้งโดยคณะกรรมการ ก.ล.ต. จ านวนไม่นอ้ยกวา่ 3 คน แต่ไม่เกิน 5 คน โดยในจ านวนน้ีตอ้งมีกรรมการผูท้รงคุณวุฒิในคณะกรรมการ ก.ล.ต. อยา่งนอ้ย 2 คน2 (2