, goals and strategies, supervision and monitoring of the SEC's operation, and board-level evaluation The SEC Office Code of Governance specifies the following requirements: Legal compliance Independence
on related party transaction. Audit committee shall have independence as basic qualifications as required by the SET notification, meaning that audit committee shall be independent director. Q: Can
member jurisdictions, which emphasizes the independence from the accounting profession of regulatory body. The Principle was aimed at providing a guideline for IOSCO members to implement their supervisory
the same manner as the first four highest ranking executives next to the chief executive? A: Yes. Like company executives, the name and personal information on the company secretary must be disclosed
the same manner as the first four highest ranking executives next to the chief executive? A: Yes. Like company executives, the name and personal information on the company secretary must be disclosed
abreast of developments and emerging risks, conflicts of interest management in capital market, auditor's independence, auditing standards, credit rating agencies, sell-side analysts, and hedge fund. - The
abreast of developments and emerging risks, conflicts of interest management in capital market, auditor's independence, auditing standards, credit rating agencies, sell-side analysts, and hedge fund. - The
handbooks and guidelines Related rules and regulations Related forms Regulatory Summary Duties Scope of works Approval for Financial Advisors and Supervisors Independence of Financial Advisors
handbooks and guidelines Related rules and regulations Related forms Regulatory Summary Duties Scope of works Approval for Financial Advisors and Supervisors Independence of Financial Advisors
Commission, Thailand Education Ph.D. (Economics), Yale University, U.S.A. M.Phil. (Economics), Yale University, U.S.A. B.A. (Highest Honors) (Economics), Swarthmore College, U.S.A. Current Appointments