securities or derivatives investment based on the value of the underlying asset such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of https://www.sec.or.th/EN
Solicitation or advice on securities or derivatives investment based on the value of the underlying asset such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of
://www.sec.or.th/EN/Pages/AboutUs/SEC_sethaput.aspx English (United States) SECDoc Solicitation or advice on securities or derivatives investment based on the value of the underlying asset such as gold price/crude
asset such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of https://www.sec.or.th/EN/Pages/AboutUs/SECDoc.aspx < 1 ... >> > < 1 ... >> > Previous 1 2 Last
abreast of developments and emerging risks, conflicts of interest management in capital market, auditor's independence, auditing standards, credit rating agencies, sell-side analysts, and hedge fund. - The
abreast of developments and emerging risks, conflicts of interest management in capital market, auditor's independence, auditing standards, credit rating agencies, sell-side analysts, and hedge fund. - The
Exchange Act (SEA), which prescribes international standard structure, transparency and independence of the SEC Board by separating the roles and responsibilities of Chairman from those of Secretary-General
, goals and strategies, supervision and monitoring of the SEC's operation, and board-level evaluation The SEC Office Code of Governance specifies the following requirements: Legal compliance Independence
instance, securities intermediaries, asset management companies, investment consultants and derivatives intermediaries with underlyings such as SET index, oil and precious metals (gold, silver, etc.); For
กรรมการตรวจสอบซ่ึงเป็นคณะกรรมการอิสระ (independence) และแต่งตั้งโดยคณะกรรมการ ก.ล.ต. จ านวนไม่นอ้ยกวา่ 3 คน แต่ไม่เกิน 5 คน โดยในจ านวนน้ีตอ้งมีกรรมการผูท้รงคุณวุฒิในคณะกรรมการ ก.ล.ต. อยา่งนอ้ย 2 คน2 (2